Control Implementation

Control ID
Related Risk IDs
Entry Requirement
Implementation Method
Control Owner Team
Control Implementor Team

CTRL-AST-001

RISK-AM-001, RISK-BC-003, RISK-EX-001, RISK-IR-003

Introduction/acquisition/deployment of new technology asset

[On-premise] Follow operations pipeline with agent installation for CMDB registration

IT Operations Team

IT Operations Support Team

CTRL-AST-001

RISK-AM-001, RISK-BC-003, RISK-EX-001, RISK-IR-003

Introduction/acquisition/deployment of new technology asset or change/modification of existing

[On-premise/Cloud SaaS] Manual input/update to CMDB and Taxonomy

IT Operations Team

-

CTRL-AST-001

RISK-AM-001, RISK-BC-003, RISK-EX-001, RISK-IR-003

Introduction/acquisition/deployment of new technology asset

[Azure Cloud] Follow pipeline for asset registration in CMDB

IT Cloud Services Team

IT Cloud Services Team

CTRL-AST-001

RISK-AM-001, RISK-BC-003, RISK-EX-001, RISK-IR-003

Introduction/acquisition/deployment of new technology asset

[AWS Cloud] Follow pipeline for registration in AWS-native tools (e.g., Aurora DB, MongoDB, EC2)

Portfolio Management Team

Portfolio Management Team

CTRL-AST-001

RISK-AM-001, RISK-BC-003, RISK-EX-001, RISK-IR-003

Introduction/acquisition/deployment of corporate end-user device (PC, Laptop, Mobile)

[Corporate End User Devices] Follow EUS pipeline to register/update inventory and CMDB

IT End User Services Team

IT End User Services Team

CTRL-BCD-002

RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-IR-002

Introduction of new resilience design or change

[On-premise] Define/update RTO/RPO in ITOG, follow PDLC OAT drill protocol

IT Operations Team

-

CTRL-BCD-002

RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-IR-002

Introduction of new resilience design or change

[Cloud IaaS/PaaS] Define/update RTO/RPO in ITOG, follow PDLC OAT drill protocol

Portfolio Management Team

Portfolio Management Team

CTRL-BCD-002

RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-IR-002

Acquisition of new Cloud SaaS service

[Cloud SaaS] Confirm RTO/RPO from provider meets ITOG/business requirements

Portfolio Management Team

Portfolio Management Team

CTRL-BCD-003

RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction/change of system, server, network

[On-premise] Follow storage pipeline for services with automated backup

IT Storage Team

IT Storage Team

CTRL-BCD-003

RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction/change of system, server, network

[On-premise] Define backup mechanism in ITOG per standards

Portfolio Management Team

Portfolio Management Team

CTRL-BCD-003

RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction/change of cloud-based resource

[Cloud IaaS/PaaS] Define backup mechanism in ITOG per standards

Portfolio Management Team

Portfolio Management Team

CTRL-BCD-003

RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004

Acquisition of new Cloud SaaS service

[Cloud SaaS] Confirm provider backup meets ITOG standards

Portfolio Management Team

Portfolio Management Team

CTRL-CAP-002

RISK-BC-001, RISK-BC-003, RISK-BC-004, RISK-SA-001

Introduction of new system/server/network/cloud resource

[On-premise/Cloud SaaS] Follow standard build for monitoring agent installation

IT Operations Team

IT Operations Support Team

CTRL-CAP-002

RISK-BC-001, RISK-BC-003, RISK-BC-004, RISK-SA-001

Change impacting performance

[On-premise/Cloud SaaS] Review/update monitoring metrics

IT Operations Team

-

CTRL-CAP-002

RISK-BC-001, RISK-BC-003, RISK-BC-004, RISK-SA-001

Introduction of new system/server/network/cloud resource

[AWS Cloud] Follow pipeline for performance logging/monitoring

IT Cloud Platform Team

IT Cloud Platform Team

CTRL-CAP-002

RISK-BC-001, RISK-BC-003, RISK-BC-004, RISK-SA-001

Introduction of new system/server/network/cloud resource

[Azure Cloud] Follow pipeline for Azure Monitor

IT Cloud Services Team

IT Cloud Services Team

CTRL-CAP-002

RISK-BC-001, RISK-BC-003, RISK-BC-004, RISK-SA-001

Introduction of new system/server/network/cloud resource

[On-premise/Cloud SaaS] Define monitoring in ITOG/SOP

Portfolio Management Team

Portfolio Management Team

CTRL-CFG-001

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/deployment of new system/server/network/cloud

[On-premise/Cloud] Follow standard build for BigFix installation/compliance scanning

IT Operations Team

IT Infrastructure Team (for agent/build); IT Operations Team (for scanning)

CTRL-CFG-001

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Change with OS/DB version upgrade

[On-premise/Cloud] Review/update configs per new standards, conduct scanning

IT Operations Team

-

CTRL-CFG-001

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/deployment or change with version upgrade

[On-premise/Cloud] Follow standard build for AD GPO policy

IT Operations Team

IT Infrastructure Team

CTRL-CFG-001

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/deployment or change with version upgrade

[On-premise/Cloud] Follow hardening guidelines

Portfolio Management Team

Portfolio Management Team

CTRL-CFG-001

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Acquisition of new Cloud SaaS

[Cloud SaaS] Obtain provider assessment report on hardening

Portfolio Management Team

Portfolio Management Team

CTRL-CFG-001

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/replacement of Windows PC/Laptop

[Corporate End User Devices] Follow EUS pipeline for AD GPO

IT End User Services Team

IT End User Services Team

CTRL-CFG-001

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/replacement of MacOS PC/Laptop

[Corporate End User Devices] Follow EUS pipeline for JAMF

IT End User Services Team

IT End User Services Team

CTRL-CFG-001

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/replacement of Mobile/Tablet

[Corporate End User Devices] Follow EUS pipeline for MS Intune

IT End User Services Team

IT End User Services Team

CTRL-CLD-003

RISK-AC-004, RISK-BC-002, RISK-BC-003

Introduction of new API service/technology

[On-premise] Follow security pipeline for Impreva WAF onboarding

IT Security Team

IT Platform & Network Security Team

CTRL-CLD-003

RISK-AC-004, RISK-BC-002, RISK-BC-003

Introduction/change of API integration

[Messaging On-premise/Cloud] Follow integration pipeline for CAP.EMM Solace (auth/encryption)

IT Integration Team

IT Integration Team

CTRL-CLD-003

RISK-AC-004, RISK-BC-002, RISK-BC-003

Introduction/change of API integration

[Restful API On-premise/Cloud] Follow integration pipeline for APIM (protection/auth/encryption)

IT Integration Team

IT Integration Team

CTRL-CLD-003

RISK-AC-004, RISK-BC-002, RISK-BC-003

Introduction/change of website/mobile with API

[On-premise/Cloud] Follow security pipeline for Akamai WAF onboarding

IT Security Team

IT Platform & Network Security Team

CTRL-CLD-003

RISK-AC-004, RISK-BC-002, RISK-BC-003

Introduction of new API service/technology

[AWS Cloud] Follow security pipeline for AWS WAF onboarding

IT Security Team

IT Platform & Network Security Team

CTRL-CLD-003

RISK-AC-004, RISK-BC-002, RISK-BC-003

Introduction of new API service/technology

[Azure Cloud] Follow pipeline for API management/Databricks

IT Security Team

IT Platform & Network Security Team

CTRL-CLD-003

RISK-AC-004, RISK-BC-002, RISK-BC-003

Introduction of new API service/technology

Follow best practices for API keys

Portfolio Management Team

Portfolio Management Team

CTRL-CLD-005

RISK-AC-004, RISK-BC-002, RISK-BC-003

Introduction of new Cloud IaaS/PaaS/SaaS or tenant change

Obtain provider assessment report on tenant segregation

Portfolio Management Team

Portfolio Management Team

CTRL-CLD-006

RISK-AC-004, RISK-BC-002, RISK-BC-003

Introduction of new Cloud/SaaS or network change

Obtain provider assessment report on secure protocols/encryption

Portfolio Management Team

Portfolio Management Team

CTRL-CLD-007

RISK-AC-004, RISK-BC-002, RISK-BC-003

Introduction of new Cloud/SaaS or new sensitive data feed

Obtain provider assessment report on encrypted storage/access

Portfolio Management Team

Portfolio Management Team

CTRL-CRY-001

RISK-AC-004, RISK-AM-002, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction of new system/Cloud/SaaS/API or change

Implement data-in-transit encryption (e.g., HTTPS, SSL)

IT Data Protection Team

IT Data Protection Team

CTRL-CRY-003

RISK-AC-004, RISK-AM-002, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction of new system/Cloud/SaaS/DB/end-user device

Implement data-at-rest encryption (e.g., TDE, AES256)

Portfolio Management Team

Portfolio Management Team

CTRL-CRY-004

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction/change involving crypto keys

[On-premise] Follow key pipeline for secure store (e.g., vault)

IT Data Protection Team

IT Data Protection Team

CTRL-CRY-004

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction/change involving crypto keys

[Cloud Container] Implement Vault as golden source, sync with native tools

IT Cloud Platform Team

-

CTRL-CRY-004

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction/change involving crypto keys

[Azure Cloud] Follow pipeline for Azure Key Vault onboarding

IT Cloud Services Team

IT Cloud Services Team

CTRL-CRY-004

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction/change involving crypto keys

[AWS Cloud] Follow pipeline for Amazon KMS onboarding

IT Cloud Platform Team

IT Cloud Platform Team

CTRL-CRY-004

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction/change involving crypto keys

[AWS Cloud] Follow pipeline for Amazon EKS Secret Manager

IT Cloud Platform Team

IT Cloud Platform Team

CTRL-DCH-003

RISK-AC-001, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002

Introduction of new server

[On-premise] Follow standard build for AD GPO

IT Infrastructure Team

-

CTRL-DCH-003

RISK-AC-001, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002

Introduction of new server or endpoint device

[On-premise/Cloud] Follow standard build for BigFix/compliance scanning

IT Operations Team

IT Infrastructure Team (for agent/build); IT Operations Team (for scanning)

CTRL-DCH-003

RISK-AC-001, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002

Introduction of new server or endpoint device

Configure barriers to restrict removable media

Portfolio Management Team

Portfolio Management Team

CTRL-DCH-003

RISK-AC-001, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002

Introduction/replacement of Windows PC/Laptop

[Corporate End User Devices] Follow EUS pipeline for AD GPO

IT End User Services Team

IT End User Services Team

CTRL-DCH-003

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/replacement of Mobile/Tablet

[Corporate End User Devices] Follow EUS pipeline for JAMF

IT End User Services Team

IT End User Services Team

CTRL-DCH-003

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/replacement of MacOS PC/Laptop

[Corporate End User Devices] Follow EUS pipeline for MS Intune

IT End User Services Team

IT End User Services Team

CTRL-DCH-007

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction of new network/environment or data flow

[On-premise/Cloud] Implement encryption for transfers

Portfolio Management Team

Portfolio Management Team

CTRL-DCH-007

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction of new network/environment or data flow (Internal+ data)

[Azure Cloud] Implement encryption for transfers

IT Cloud Services Team

IT Cloud Services Team

CTRL-DCH-008

RISK-AC-001, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-GV-001

Introduction of new system/server/network/cloud

[On-premise/Cloud] Define retention/purging in ITOG per policy

Portfolio Management Team

Portfolio Management Team

CTRL-DCH-008

RISK-AC-001, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-GV-001

Introduction of new system/server/network/cloud or decommissioning

[Azure Cloud] Define retention/purging in ITOG per policy

Portfolio Management Team

Portfolio Management Team

CTRL-DCH-010

RISK-AC-001, RISK-AC-004, RISK-BC-002, RISK-GV-004, RISK-GV-005

Introduction of network with cross-border transfer

Consult Privacy & Compliance Team on transfers

Privacy & Compliance Team

Portfolio Management Team

CTRL-END-001

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction of new system/server/VM cloud

[On-premise/Cloud] Follow standard build for TrendMicro agent

IT Security Team

IT Infrastructure Team

CTRL-END-001

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction of new system/server/VM cloud

[On-premise/Cloud] Follow security pipeline for non-standard anti-malware

IT Security Team

IT Platform & Network Security Team

CTRL-END-001

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction of new system/server/VM cloud

[On-premise/Cloud] Install Carbon Black EDR on Internet-facing

IT Security Team

IT Platform & Network Security Team

CTRL-END-001

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction of new container cloud

[AWS Cloud Container] Follow pipeline for Aqua Enforcer

IT Cloud Platform Team

IT Cloud Platform Team

CTRL-END-001

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Acquisition of new Cloud SaaS

[Cloud SaaS] Obtain provider assessment on anti-malware

Portfolio Management Team

Portfolio Management Team

CTRL-END-001

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction/replacement of Windows PC/Laptop

[Corporate End User Devices] Follow EUS pipeline for Trend Micro

IT End User Services Team

IT End User Services Team

CTRL-END-002

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction of new system/server/cloud

[On-premise/Cloud] Follow standard build for Carbon Black EDR on Internet-facing

IT Security Team

IT Infrastructure Team

CTRL-END-002

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction of new system/server/cloud

[On-premise/Cloud] Follow security pipeline for non-standard anti-malware

IT Security Team

IT Platform & Network Security Team

CTRL-END-002

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction of new system/server/cloud

[Azure Cloud] Follow pipeline for threat protection (e.g., Azure Defender)

IT Cloud Services Team

IT Cloud Services Team

CTRL-END-002

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction/replacement of Windows PC/Laptop

[Corporate End User Devices] Follow EUS pipeline for Carbon Black

IT End User Services Team

IT End User Services Team

CTRL-END-002

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction/replacement of Mobile/Tablet

[Corporate End User Devices] Follow EUS pipeline for JAMF

IT End User Services Team

IT End User Services Team

CTRL-END-002

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction/replacement of MacOS PC/Laptop

[Corporate End User Devices] Follow EUS pipeline for MS Intune

IT End User Services Team

IT End User Services Team

CTRL-END-002

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction/replacement of Desktop/Kiosk

[Corporate End User Devices] Implement physical security measures

Portfolio Management Team

Portfolio Management Team

CTRL-END-003

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction of new system/server/cloud

[On-premise] Follow standard build for AD GPO

IT Infrastructure Team

-

CTRL-END-003

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction of new system/server/cloud or endpoint

[On-premise/Cloud] Follow standard build for BigFix/compliance scanning

IT Operations Team

IT Infrastructure Team (for agent/build); IT Operations Team (for scanning)

CTRL-END-003

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction/replacement of Windows PC/Laptop

[Corporate End User Devices] Follow EUS pipeline for AD GPO

IT End User Services Team

IT End User Services Team

CTRL-END-003

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction/replacement of MacOS PC/Laptop

[Corporate End User Devices] Follow EUS pipeline for JAMF

IT End User Services Team

IT End User Services Team

CTRL-END-003

RISK-AC-004, RISK-AM-002, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-EX-002

Introduction/replacement of Mobile/Tablet

[Corporate End User Services] Follow EUS pipeline for MS Intune

IT End User Services Team

IT End User Services Team

CTRL-IAC-001

RISK-AC-001, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002

Introduction of new system/server/network/cloud (with new user access)

Follow security pipeline for WIAM onboarding

IT IAM Team

IT IAM Support Team

CTRL-IAC-001

RISK-AC-001, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002

Introduction of new system/server/network/cloud (with new user access)

Integrate with AD domain, create WIAM groups

IT IAM Team

IT Infrastructure Team (for AD)

CTRL-IAC-001

RISK-AC-001, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002

Introduction or change introducing new user access

Define account management procedure/R&R per standards

Portfolio Management Team

Portfolio Management Team

CTRL-IAC-002

RISK-AC-001, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002, RISK-GV-004, RISK-GV-005

Introduction of new system/server/network/cloud (with external access)

Follow security pipeline for WIAM onboarding

IT IAM Team

IT IAM Support Team

CTRL-IAC-002

RISK-AC-001, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002, RISK-GV-004, RISK-GV-005

Introduction of new system/server/network/cloud (with external access)

Enforce domain account creation, integrate AD/WIAM groups

IT IAM Team

IT Infrastructure Team (for AD)

CTRL-IAC-002

RISK-AC-001, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002, RISK-GV-004, RISK-GV-005

Introduction or change enabling external access

Implement authentication for external users

Portfolio Management Team

Portfolio Management Team

CTRL-IAC-003

RISK-AC-001, RISK-AC-003, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002

Introduction of system with remote access or migration to cloud

Follow security pipeline for WIAM with MFA (Passkey)

IT IAM Team

IT IAM Support Team

CTRL-IAC-003

RISK-AC-001, RISK-AC-003, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002

Introduction of system with remote access or migration to cloud

Implement third-party software token MFA

Portfolio Management Team

Portfolio Management Team

CTRL-IAC-003

RISK-AC-001, RISK-AC-003, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002

Introduction of system with remote access or migration to cloud

[AWS Cloud] Follow pipeline for hardware token (YuBiKey) for root

IT Cloud Platform Team

IT Cloud Platform Team

CTRL-IAC-004

RISK-AC-004

Introduction of new system/server/network/cloud

Follow security pipeline for WIAM onboarding

IT IAM Team

IT IAM Support Team

CTRL-IAC-004

RISK-AC-004

Introduction of new system/server/network/cloud

Define account management procedure/R&R per standards

Portfolio Management Team

Portfolio Management Team

CTRL-IAC-005

RISK-AC-004, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction or change updating permission design

Follow security pipeline for WIAM onboarding

IT IAM Team

IT IAM Support Team

CTRL-IAC-005

RISK-AC-004, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction or change updating permission design

Define account management procedure/R&R per standards

Portfolio Management Team

Portfolio Management Team

CTRL-IAC-005

RISK-AC-004, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004

Introduction or change updating permission design

[Azure Cloud] Follow pipeline for RBAC via ACL

IT Cloud Services Team

IT Cloud Services Team

CTRL-IAC-007

RISK-AC-001, RISK-AC-002, RISK-AC-003, RISK-AC-004, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002, RISK-IR-001

Introduction of new system/server/network/cloud

Follow standard build for CyberArk PAM onboarding (local admin)

IT Operations Team

IT Infrastructure Team

CTRL-IAC-007

RISK-AC-001, RISK-AC-002, RISK-AC-003, RISK-AC-004, RISK-BC-001, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-002, RISK-IR-001

Introduction of new system/server/network/cloud

Onboard privileged accounts from ITOG to CyberArk PAM

IT Operations Team

IT Operations Support Team

CTRL-IAC-008

RISK-AC-001, RISK-AC-004

Introduction of new system/server/network/cloud

Follow security pipeline for WIAM onboarding

IT IAM Team

IT IAM Support Team

CTRL-IAC-008

RISK-AC-001, RISK-AC-004

Introduction of new system/server/network/cloud

[On-premise] Follow standard build for AD GPO password policy

IT IAM Team

IT Infrastructure Team

CTRL-IAC-008

RISK-AC-001, RISK-AC-004

Introduction of new system/server/network/cloud

Implement password requirements per standards

Portfolio Management Team

Portfolio Management Team

CTRL-MON-001

RISK-AC-003, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-001, RISK-EX-002, RISK-IR-001, RISK-IR-002

Introduction of new system/server/network/cloud

Follow SIEM pipeline for Splunk agent/log onboarding

IT Cyber Defense Team

IT Cyber Defense Team

CTRL-MON-001

RISK-AC-003, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-001, RISK-EX-002, RISK-IR-001, RISK-IR-002

Introduction of new system/server/network/cloud

Define log type/mechanism for SOC review via SIEM

IT Cyber Defense Team

IT Cyber Defense Team

CTRL-MON-001

RISK-AC-003, RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-EX-001, RISK-EX-002, RISK-IR-001, RISK-IR-002

Introduction of new system/server/network/cloud

Align with SOC on log type/mechanism/process

IT Security Operations Team

IT Security Operations Team

CTRL-NET-001

RISK-BC-003, RISK-EX-001

Introduction/change of network (on-premise/cloud)

[On-premise] Follow security pipeline for firewall onboarding

IT Security Team

IT Platform & Network Security Team

CTRL-NET-001

RISK-BC-003, RISK-EX-001

Introduction/change of network (on-premise/cloud)

[AWS Cloud] Follow security pipeline for virtual firewall

IT Security Team

IT Platform & Network Security Team

CTRL-NET-002

RISK-BC-003, RISK-EX-001

Introduction/change of network (on-premise/cloud)

[On-premise/Cloud] Follow DDoS pipeline for Akamai Prolexic

IT Security Team

IT Platform & Network Security Team

CTRL-NET-002

RISK-BC-003, RISK-EX-001

Introduction/change of network (on-premise/cloud)

[AWS Cloud] Follow pipeline for AWS Shield

Portfolio Management Team

Portfolio Management Team

CTRL-NET-003

RISK-BC-003, RISK-EX-001

Introduction/change of network (on-premise)

[On-premise] Follow network process for ACL

IT Network Team

IT Network Team

CTRL-NET-003

RISK-BC-003, RISK-EX-001

Introduction/change of network (cloud)

[AWS Cloud] Follow pipeline for network ACL config

IT Cloud Platform Team

IT Cloud Platform Team

CTRL-NET-004

RISK-AC-004, RISK-BC-003

Introduction/change of network (on-premise)

[On-premise] Follow network process for segmentation

IT Network Team

IT Network Team

CTRL-NET-004

RISK-AC-004, RISK-BC-003

Introduction/change of network (cloud)

[AWS Cloud] Follow pipeline for VPC

IT Cloud Platform Team

IT Cloud Platform Team

CTRL-NET-004

RISK-AC-004, RISK-BC-003

Introduction/change of network (cloud)

[Azure Cloud] Follow pipeline for VNet

IT Cloud Services Team

IT Cloud Services Team

CTRL-NET-005

RISK-AC-004, RISK-BC-003

Introduction/change of network (on-premise/cloud)

Follow security pipeline for CheckPoint IPS

IT Security Team

IT Platform & Network Security Team

CTRL-NET-006

RISK-AC-001, RISK-AC-004, RISK-BC-003

Introduction/replacement of end-user device

[Corporate End User Devices] Follow EUS pipeline for Ivanti Pulse Secure

IT End User Services Team

IT End User Services Team

CTRL-NET-006

RISK-AC-001, RISK-AC-004, RISK-BC-003

Introduction of new system/server/network/cloud

[AWS Cloud] Follow pipeline for remote access via ECP.RAC

IT Cloud Platform Team

IT Cloud Platform Team

CTRL-NET-006

RISK-AC-001, RISK-AC-004, RISK-BC-003

Introduction of new system/server/network/cloud

[AWS Cloud] Follow pipeline for bastion/jump host

IT Cloud Platform Team

IT Cloud Platform Team

CTRL-NET-006

RISK-AC-001, RISK-AC-004, RISK-BC-003

Introduction of new system/server/network/cloud

[Azure Cloud] Follow pipeline for jump host/portal

IT Cloud Services Team

IT Cloud Services Team

CTRL-NET-007

RISK-AC-004, RISK-BC-003

Introduction/change of wireless network

Follow network process for WiFi per standards

IT Network Team

IT Network Team

CTRL-NET-008

RISK-BC-002, RISK-BC-003

Introduction/replacement of Windows PC/Laptop

[Corporate End User Devices] Follow EUS pipeline for ForcePoint DLP

IT End User Services Team

IT End User Services Team

CTRL-NET-008

RISK-BC-002, RISK-BC-003

Introduction of cloud resources/service

[Corporate End User Devices] Follow EUS pipeline for NetSkope CASB

IT End User Services Team

IT End User Services Team

CTRL-NET-008

RISK-BC-002, RISK-BC-003

Introduction/change of endpoint with sensitive data

Implement DLP rules for data storage/processing

IT Data Protection Team

IT Security Design Team (new rules); IT Data Protection Team (existing)

CTRL-NET-008

RISK-BC-002, RISK-BC-003

Introduction/change of cloud resource/data flow

[Cloud] Implement data exchange/masking per guidelines

Portfolio Management Team

Portfolio Management Team

CTRL-NET-008

RISK-BC-002, RISK-BC-003

Introduction/replacement of Mobile/Tablet

[Corporate End User Devices] Follow EUS pipeline for MS Intune

IT End User Services Team

IT End User Services Team

CTRL-NET-008

RISK-BC-002, RISK-BC-003

Introduction/replacement of MacOS PC/Laptop

[Corporate End User Devices] Follow EUS pipeline for Ivanti Pulse Secure

IT End User Services Team

IT End User Services Team

CTRL-NET-009

RISK-BC-002, RISK-GV-006

Introduction/change of network (on-premise/cloud)

Follow security pipeline for firewall content filtering

IT Security Team

IT Platform & Network Security Team

CTRL-PES-001

RISK-AC-001, RISK-AC-004, RISK-AM-001, RISK-BC-001, RISK-BC-002, RISK-BC-004

Introduction of new hardware asset

[On-premise] Follow operations pipeline to deploy to ITOB

IT Operations Team

-

CTRL-PES-001

RISK-AC-001, RISK-AC-004, RISK-AM-001, RISK-BC-001, RISK-BC-002, RISK-BC-004

Introduction of new Cloud IaaS/PaaS/SaaS

[Cloud] Obtain provider assessment on physical access

Portfolio Management Team

Portfolio Management Team

CTRL-PES-002

RISK-AM-001, RISK-BC-001

Introduction of new Cloud IaaS/PaaS/SaaS

[Cloud] Obtain provider assessment on environmental security

Portfolio Management Team

Portfolio Management Team

CTRL-RSK-002

RISK-BC-002, RISK-BC-003, RISK-BC-004, RISK-GV-002, RISK-GV-004, RISK-GV-005

Introduction of system/service with Personal Data

Consult Privacy & Compliance Team on PIA

Privacy & Compliance Team

Portfolio Management Team

CTRL-SEA-001

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-EX-002, RISK-IR-001

Introduction/change of system/network/cloud architecture

Follow PDLC pipeline for TSG/ADB endorsement

Portfolio Management Team

Portfolio Management Team

CTRL-TDA-001

RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/change involving development/codebase

Refer to Secure Coding Self-Service for scan

IT Security Design Team

IT Application Security Team

CTRL-TDA-001

RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/change involving development/codebase

Perform peer code review (compensating; owner approval needed)

Portfolio Management Team

Portfolio Management Team

CTRL-TDA-001

RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/change of URL/API endpoint

Conduct DAST scan

IT Vulnerability Management Team

IT Vulnerability Management Team

CTRL-TDA-001

RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/change involving development/codebase

[AWS Cloud] Follow pipeline for IaC security scanning

IT Cloud Platform Team

IT Cloud Platform Team

CTRL-TDA-002

RISK-AC-004, RISK-BC-002, RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/change impacting environment separation

Implement network segmentation for dev/test/prod

IT Network Team

IT Network Team

CTRL-TDA-004

RISK-AC-004, RISK-BC-002, RISK-BC-003

Introduction involving prod data in dev/test

Follow pipeline for requesting prod data usage with owner approval

Portfolio Management Team

Portfolio Management Team

CTRL-VPM-001

RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/change of system/server/network/cloud

Onboard to security pipeline for pre-prod vulnerability scan

IT Vulnerability Management Team

IT Vulnerability Management Team

CTRL-VPM-002

RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/change of system/server/network/cloud

[On-premise] Follow standard build for BigFix agent

IT Infrastructure Team

IT Infrastructure Team

CTRL-VPM-002

RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/change of system/server/network/cloud

[AWS Cloud] Define patching mechanism (e.g., self-patching, AMI)

IT Cloud Platform Team

IT Cloud Platform Team

CTRL-VPM-002

RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/change of Windows end-user device

[Corporate End User Devices] Follow provisioning for SCCM agent

IT End User Services Team

IT End User Services Team

CTRL-VPM-002

RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/change of Mobile/Tablet

[Corporate End User Devices] Follow provisioning for Jamf agent

IT End User Services Team

IT End User Services Team

CTRL-VPM-002

RISK-BC-003, RISK-EX-001, RISK-EX-002

Introduction/change of MacOS end-user device

[Corporate End User Devices] Follow EUS pipeline for MS Intune

IT End User Services Team

IT End User Services Team

CTRL-VPM-003

RISK-EX-001

Introduction/change of system/server/network/cloud

Onboard to security pipeline for vulnerability scanning

IT Vulnerability Management Team

IT Vulnerability Management Team

CTRL-VPM-003

RISK-EX-001

Acquisition of new Cloud SaaS

[Cloud SaaS] Obtain provider assessment on scanning/management

Portfolio Management Team

Portfolio Management Team

CTRL-VPM-004

RISK-EX-001

Introduction/change of Internet-facing component

Engage security team for pen testing per criteria

IT Vulnerability Management Team

IT Vulnerability Management Team

CTRL-VPM-004

RISK-EX-001

Acquisition of new Cloud SaaS

[Cloud SaaS] Obtain provider assessment on pen testing

Portfolio Management Team

Portfolio Management Team

CTRL-WEB-001

RISK-AC-004, RISK-BC-001, RISK-BC-003

Introduction of Internet-facing system/cloud

[On-premise] Follow security pipeline for Impreva WAF

IT Security Team

IT Platform & Network Security Team

CTRL-WEB-001

RISK-AC-004, RISK-BC-001, RISK-BC-003

Introduction of Internet-facing system/cloud

[AWS Cloud] Follow security pipeline for AWS WAF

IT Security Team

IT Platform & Network Security Team

Last updated

Was this helpful?